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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.3 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $135,186 |
Filed as: LOCKTON INVESTMENT ADVISORS Service code 28 · EIN 20-8874282 | Investment Management | $38,425 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $44,906 | $127,481-64.8% | $149,710-70.0% | $90,288-50.3% |
| Participation rate | 81.8% | 78.2%+3.6pp | 82.5%-0.7pp | 73.4%+8.4pp |
| Annual return | 16.34% | 57.78%-41.4pp | 276.63%-260.3pp | 53.97%-37.6pp |
| Employer contribution / active EE | $1,463 | $3,448-57.6% | $4,645-68.5% | $2,524-42.1% |
| Participant deferral / active EE | $6,767 | $6,975-3.0% | $6,842-1.1% | $4,232+59.9% |
| Admin fee / account holder | $127 | $152-16.3% | $9,309-98.6% | $114+11.4% |