Filed February 12, 2019
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| Provider | Service type | Compensation |
|---|---|---|
WELLS FARGO BANK, N.A.6+ years Service code 15 · EIN 94-1347393 | Recordkeeping | $220,041 |
AMERICAN FUNDS1 year Filed as: CAPITAL STRATEGIES INVESTMENT GROUP Service code 27 · EIN 26-4789150 | Advisory (Plan) | $93,787 |
CROWE LLP4 years Service code 10 · EIN 35-0921680 | Accounting | $20,960 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $48,817 | $63,259-22.8% | $178,510-72.7% | $93,223-47.6% |
| Participation rate | 54.0% | 72.1%-18.2pp | 81.9%-28.0pp | 74.9%-21.0pp |
| Annual return | 15.29% | 19.93%-4.6pp | 151.13%-135.8pp | 19.29%-4.0pp |
| Employer contribution / active EE | $940 | $1,865-49.6% | $5,011-81.2% | $2,680-64.9% |
| Participant deferral / active EE | $3,182 | $3,372-5.6% | $5,202-38.8% | $4,563-30.3% |
| Admin fee / account holder | $82 | $58+40.9% | $13,988-99.4% | $79+3.3% |