Filed February 12, 2019
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| Provider | Service type | Compensation |
|---|---|---|
WELLS FARGO BANK, N.A.5+ years Service code 15 · EIN 94-1347393 | Recordkeeping | $268,788 |
AMERICAN FUNDS5+ years Filed as: CAPITAL STRATEGIES INVEST GROUP LLC Service code 27 · EIN 26-4789150 | Advisory (Plan) | $58,125 |
CROWE LLP3 years Service code 10 · EIN 35-0921680 | Accounting | $14,925 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $40,993 | $53,565-23.5% | $172,757-76.3% | $82,204-50.1% |
| Participation rate | 47.4% | 69.6%-22.3pp | 82.6%-35.3pp | 73.4%-26.0pp |
| Annual return | 26.35% | 31.42%-5.1pp | 803.06%-776.7pp | 26.31%0pp |
| Employer contribution / active EE | $662 | $1,857-64.4% | $5,144-87.1% | $2,707-75.6% |
| Participant deferral / active EE | $2,578 | $3,006-14.2% | $5,198-50.4% | $4,246-39.3% |
| Admin fee / account holder | $76 | $61+24.6% | $13,956-99.5% | $76+1.1% |