Filed February 12, 2019
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| Provider | Service type | Compensation |
|---|---|---|
WELLS FARGO BANK, N.A.3+ years Service code 15 · EIN 94-1347393 | Recordkeeping | $248,615 |
CROWE LLP1 year Service code 10 · EIN 35-0921680 | Accounting | $66,150 |
AMERICAN FUNDS3+ years Filed as: CAPITAL STRATEGIES INVEST GROUP LLC Service code 27 · EIN 26-4789150 | Advisory (Plan) | $37,205 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $35,241 | $48,835-27.8% | $170,435-79.3% | $177,276-80.1% |
| Participation rate | 45.3% | 72.1%-26.8pp | 83.6%-38.3pp | 74.8%-29.5pp |
| Annual return | 25.62% | 19.44%+6.2pp | 205.94%-180.3pp | 21.25%+4.4pp |
| Employer contribution / active EE | $654 | $1,798-63.6% | $5,432-88.0% | $2,479-73.6% |
| Participant deferral / active EE | $2,235 | $2,757-18.9% | $4,939-54.8% | $3,881-42.4% |
| Admin fee / account holder | $97 | $52+87.2% | $13,881-99.3% | $154-36.9% |