Filed February 12, 2019
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| Provider | Service type | Compensation |
|---|---|---|
WELLS FARGO BANK, N.A.4+ years Service code 15 · EIN 94-1347393 | Recordkeeping | $245,729 |
AMERICAN FUNDS4+ years Filed as: CAPITAL STRATEGIES INVEST GROUP LLC Service code 27 · EIN 26-4789150 | Advisory (Plan) | $46,693 |
CROWE LLP2 years Service code 10 · EIN 35-0921680 | Accounting | $23,965 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $33,005 | $44,007-25.0% | $154,110-78.6% | $68,904-52.1% |
| Participation rate | 45.3% | 70.0%-24.7pp | 83.0%-37.7pp | 74.1%-28.8pp |
| Annual return | -6.24% | 8.15%-14.4pp | 735.22%-741.5pp | 1.07%-7.3pp |
| Employer contribution / active EE | $655 | $1,732-62.2% | $5,298-87.6% | $2,540-74.2% |
| Participant deferral / active EE | $2,309 | $2,813-17.9% | $5,081-54.5% | $4,015-42.5% |
| Admin fee / account holder | $77 | $65+18.8% | $13,412-99.4% | $71+7.9% |