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| Provider | Service type | Compensation |
|---|---|---|
Filed as: UBS FINANCIAL SERVICES INC. Service code 27 315 DEADERICK ST 5TH FL · NASHVILLE, TN 37238 | Advisory (Plan) | $74,981 |
Service code 15 8515 E. ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping | $0 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $47,052 | $63,905-26.4% | $74,184-36.6% | $57,658-18.4% |
| Participation rate | 95.8% | 79.8%+16.0pp | 76.6%+19.1pp | 70.2%+25.5pp |
| Annual return | 12.08% | 60.60%-48.5pp | 17.74%-5.7pp | 5.13%+6.9pp |
| Employer contribution / active EE | $335 | $1,840-81.8% | $2,370-85.8% | $1,974-83.0% |
| Participant deferral / active EE | $2,895 | $3,448-16.0% | $3,550-18.4% | $3,061-5.4% |
| Admin fee / account holder | $106 | $91+16.3% | $5,586-98.1% | $95+12.0% |