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| Provider | Service type | Compensation |
|---|---|---|
Filed as: UBS FINANCIAL SERVICES, INC. Service code 27 315 DEADERICK ST 5TH FL · NASHVILLE, TN 37238 | Advisory (Plan) | $74,216 |
Service code 15 8515 E. ORCHARD RD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping | $17,776 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $56,880 | $69,305-17.9% | $82,312-30.9% | $69,631-18.3% |
| Participation rate | 96.8% | 80.3%+16.6pp | 76.9%+19.9pp | 70.7%+26.1pp |
| Annual return | 24.82% | 21.47%+3.4pp | 25.88%-1.1pp | 27571.02%-27546.2pp |
| Employer contribution / active EE | $346 | $1,887-81.6% | $2,428-85.7% | $2,032-83.0% |
| Participant deferral / active EE | $3,257 | $3,568-8.7% | $3,706-12.1% | $3,224+1.0% |
| Admin fee / account holder | $124 | $97+27.7% | $5,608-97.8% | $110+12.4% |