Filed April 26, 2013 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
STIFEL NICOLAUS & CO INC7+ years Filed as: STIFEL NICOLAUS Service code 15 · EIN 43-0538770 | Recordkeeping | $22,865 |
ADP BROKER-DEALER2 years Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $7,789 |
ADP BROKER-DEALER2 years Service code 59 · EIN 22-3319984 | Shareholder Servicing | $0 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $78,201 | $93,131-16.0% | $106,548-26.6% | $86,799-9.9% |
| Participation rate | 90.4% | 81.4%+9.0pp | 76.1%+14.3pp | 72.3%+18.1pp |
| Annual return | 14.61% | 19.45%-4.8pp | 26.80%-12.2pp | 97.91%-83.3pp |
| Employer contribution / active EE | $282 | $2,895-90.3% | $2,819-90.0% | $2,405-88.3% |
| Participant deferral / active EE | $4,902 | $4,708+4.1% | $4,398+11.5% | $4,131+18.7% |
| Admin fee / account holder | $79 | $145-45.4% | $7,407-98.9% | $170-53.3% |