Filed April 26, 2013 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
STIFEL NICOLAUS & CO INC1+ years Filed as: STIFEL NICOLAUS Service code 70 ONE FINANCIAL PLAZA · ST. LOUIS, MO 63102 | Consulting Fees | $32,384 |
DAVIE KAPLAN1+ years Filed as: DAVIE KAPLAN, CPA, P.C. Service code 10 1000 FIRST FEDERAL PLAZA · ROCHESTER, NY 14614 | Accounting | $11,500 |
Filed as: MERRILL LYNCH CONSULTING SERVICES Service code 70 · EIN 94-1687665 | Consulting Fees | $10,190 |
Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $2,375 |
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $56,856 | $62,324-8.8% | $68,509-17.0% | $55,191+3.0% |
| Participation rate | 94.1% | 78.9%+15.3pp | 74.7%+19.4pp | 69.2%+25.0pp |
| Annual return | -0.40% | 4.26%-4.7pp | 8.27%-8.7pp | 10.78%-11.2pp |
| Employer contribution / active EE | $550 | $2,223-75.3% | $2,278-75.9% | $1,899-71.0% |
| Participant deferral / active EE | $3,986 | $3,425+16.4% | $3,382+17.8% | $3,046+30.8% |
| Admin fee / account holder | $152 | $91+66.1% | $5,275-97.1% | $91+67.2% |