Filed April 26, 2013 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
STIFEL NICOLAUS & CO INC5+ years Filed as: STIFEL NICOLAUS Service code 70 ONE FINANCIAL PLAZA · ST. LOUIS, MO 63102 | Consulting Fees | $31,250 |
DAVIE KAPLAN1 year Service code 10 1000 FIRST FEDERAL PLAZA · ROCHESTER, NY 14614 | Accounting | $22,250 |
STIFEL NICOLAUS & CO INC1 year Filed as: STIFEL INVESTMENT SERVICES/ THE BRO Service code 70 295 WOODCLIFF DRIVE · FAIRPORT, NY 14450 | Consulting Fees | $6,250 |
Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $3,304 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $58,337 | $74,347-21.5% | $93,606-37.7% | $67,579-13.7% |
| Participation rate | 87.1% | 80.6%+6.5pp | 75.8%+11.2pp | 71.3%+15.8pp |
| Annual return | 19.99% | 28.07%-8.1pp | 32.76%-12.8pp | 378.56%-358.6pp |
| Employer contribution / active EE | $375 | $2,583-85.5% | $2,718-86.2% | $2,148-82.5% |
| Participant deferral / active EE | $3,208 | $4,060-21.0% | $4,069-21.1% | $3,539-9.4% |
| Admin fee / account holder | $146 | $123+19.0% | $7,888-98.1% | $142+2.6% |