Filed April 26, 2013 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
STIFEL NICOLAUS & CO INC1 year Filed as: STIFEL, NICHOLAUS & CO., INC. Service code 70 501 NORTH BROADWAY · ST. LOUIS, MO 63102 | Consulting Fees | $18,750 |
Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $1,350 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $56,753 | $65,223-13.0% | $80,019-29.1% | $55,725+1.8% |
| Participation rate | 79.5% | 80.6%-1.1pp | 75.8%+3.6pp | 70.9%+8.6pp |
| Annual return | -4.88% | 7.59%-12.5pp | 11.22%-16.1pp | 244.93%-249.8pp |
| Employer contribution / active EE | $360 | $2,544-85.8% | $2,468-85.4% | $2,078-82.7% |
| Participant deferral / active EE | $3,324 | $3,881-14.4% | $3,686-9.8% | $3,356-1.0% |
| Admin fee / account holder | $55 | $114-52.2% | $6,521-99.2% | $115-52.6% |