Filed August 31, 2015 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Float revenue; Recordkeeping and info... | $407,201 |
MORGAN STANLEY SMITH BARNEY6+ years Filed as: MORGAN STANLEY DEAN WITTER Service code 16 ONE NEW YORK PLAZA · NEW YORK, NY 10004 | Consulting | $175,609 |
Filed as: HEALTHCARE COMMISSION SEC CORP Service code 16 | Consulting | $77,268 |
Filed as: HEALTHCARE COMMUNITY SECURITIES CO Service code 16 ONE EMPIRE DRIVE · RENSSELAER, NY 12144 | Consulting | $0 |
NATIONAL FINANCIAL SERVICES6+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $80,095 | $56,095+42.8% | $178,510-55.1% | $90,274-11.3% |
| Participation rate | 97.1% | 65.6%+31.6pp | 81.9%+15.2pp | 73.4%+23.8pp |
| Annual return | 19.62% | 28.81%-9.2pp | 151.13%-131.5pp | 53.97%-34.4pp |
| Employer contribution / active EE | $2,358 | $1,572+49.9% | $5,011-53.0% | $2,523-6.6% |
| Participant deferral / active EE | $4,727 | $2,669+77.1% | $5,202-9.1% | $4,231+11.7% |
| Admin fee / account holder | $114 | $101+13.4% | $13,988-99.2% | $114+0.1% |