Filed August 31, 2015 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Claims processing; Investment managem... | $253,436 |
MORGAN STANLEY SMITH BARNEY2+ years Filed as: MORGAN STANLEY DEAN WITTER DISTRIB Service code 16 | Consulting | $116,574 |
Filed as: HEALTHCARE COMMUNITY SECURITIE CORP Service code 16 | Consulting | $53,039 |
Filed as: HEALTHCARE COMMUNITY SECURITIES Service code 16 ONE EMPIRE DRIVE · RENSSELAER, NY 12144 | Consulting | $0 |
MID ATLANTIC CAPITAL CORPORATION2+ years Filed as: MID ATLANTIC CAPITAL Service code 33 · EIN 25-1409618 | Securities brokerage; Securities brok... | $0 |
MID ATLANTIC CAPITAL CORPORATION2+ years Service code 33 | Securities brokerage; Securities brok... | $0 |
MORGAN STANLEY SMITH BARNEY2+ years Filed as: MORGAN STANLEY DEAN WITTER Service code 16 ONE NEW YORK PLAZA · NEW YORK, NY 10004 | Consulting | $0 |
NATIONAL FINANCIAL SERVICES2+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $50,347 | $37,213+35.3% | $156,549-67.8% | $63,975-21.3% |
| Participation rate | 98.8% | 65.0%+33.8pp | 84.0%+14.8pp | 71.1%+27.7pp |
| Annual return | 8.35% | 47.89%-39.5pp | 32.23%-23.9pp | 48.65%-40.3pp |
| Employer contribution / active EE | $1,985 | $1,357+46.3% | $5,501-63.9% | $2,182-9.0% |
| Participant deferral / active EE | $3,714 | $2,070+79.4% | $4,871-23.8% | $3,356+10.7% |
| Admin fee / account holder | $89 | $56+57.4% | $13,027-99.3% | $70+25.9% |