Filed August 31, 2015 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Shareholder servicing fees; Recordkee... | $287,769 |
MORGAN STANLEY SMITH BARNEY3+ years Filed as: MORGAN STANLEY DEAN WITTER Service code 16 ONE NEW YORK PLAZA · NEW YORK, NY 10004 | Consulting | $141,625 |
Filed as: HEALTHCARE COMMUNITY SECURITIES Service code 16 ONE EMPIRE DRIVE · RENSSELAER, NY 12144 | Consulting | $57,742 |
MID ATLANTIC CAPITAL CORPORATION3+ years Filed as: MID ATLANTIC CAPITAL Service code 33 · EIN 25-1409618 | Securities brokerage commissions and ... | $0 |
MID ATLANTIC CAPITAL CORPORATION3+ years Service code 33 | Securities brokerage commissions and ... | $0 |
NATIONAL FINANCIAL SERVICES3+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $58,969 | $44,989+31.1% | $170,442-65.4% | $77,958-24.4% |
| Participation rate | 99.3% | 64.6%+34.7pp | 83.6%+15.7pp | 71.6%+27.6pp |
| Annual return | 23.67% | 19.61%+4.1pp | 205.93%-182.3pp | 20.87%+2.8pp |
| Employer contribution / active EE | $2,012 | $1,466+37.2% | $5,433-63.0% | $2,310-12.9% |
| Participant deferral / active EE | $3,980 | $2,208+80.3% | $4,939-19.4% | $3,537+12.5% |
| Admin fee / account holder | $93 | $69+34.2% | $13,880-99.3% | $97-5.0% |