Filed August 31, 2015 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Direct payment from the plan; Finders... | $237,167 |
MORGAN STANLEY SMITH BARNEY1+ years Filed as: MORGAN STANLEY DEAN WITTER DISTRIB Service code 16 | Consulting | $107,604 |
Filed as: HEALTHCARE COMMUNITY SECURITIE CORP Service code 16 | Consulting | $49,482 |
Filed as: HEALTHCARE COMMUNITY SECURITIES Service code 16 ONE EMPIRE DRIVE · RENSSELAER, NY 12144 | Consulting | $0 |
MID ATLANTIC CAPITAL CORPORATION1+ years Filed as: MID ATLANTIC CAPITAL Service code 33 · EIN 25-1409618 | Securities brokerage; Securities brok... | $0 |
MID ATLANTIC CAPITAL CORPORATION1+ years Service code 33 | Securities brokerage commissions and ... | $0 |
MORGAN STANLEY SMITH BARNEY1+ years Filed as: MORGAN STANLEY DEAN WITTER Service code 16 ONE NEW YORK PLAZA · NEW YORK, NY 10004 | Consulting | $0 |
NATIONAL FINANCIAL SERVICES1+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $45,073 | $37,039+21.7% | $147,614-69.5% | $59,188-23.8% |
| Participation rate | 100.0% | 63.8%+36.2pp | 84.6%+15.4pp | 69.4%+30.6pp |
| Annual return | 2.75% | 7.19%-4.4pp | 61.98%-59.2pp | 5.51%-2.8pp |
| Employer contribution / active EE | $1,838 | $1,353+35.9% | $5,564-67.0% | $2,098-12.4% |
| Participant deferral / active EE | $3,333 | $2,094+59.2% | $4,895-31.9% | $3,265+2.1% |
| Admin fee / account holder | $84 | $60+40.1% | $11,611-99.3% | $92-8.5% |