Filed November 3, 2021
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| Provider | Service type | Compensation |
|---|---|---|
TRANSAMERICA RETIREMENT SOLUTIONS10+ years Service code 12 · EIN 13-3689044 | Claims processing; Participant loan p... | $788,088 |
Filed as: LOCKTON INVESTMENT ADVISORS LLC Service code 27 · EIN 20-8874282 | Advisory (Plan) | $93,000 |
PRUDENTIAL RETIREMENT INSURANCE AND10+ years Filed as: PRUDENTIAL TRUST CO. Service code 27 · EIN 23-6994310 | Advisory (Plan) | $83,839 |
PRUDENTIAL RETIREMENT INSURANCE AND10+ years Filed as: PRUDENTIAL INSURANCE CO. Service code 27 · EIN 22-1211670 | Advisory (Plan) | $40,448 |
MID ATLANTIC CAPITAL CORPORATION10+ years Service code 33 · EIN 25-1409618 | Securities brokerage commissions and ... | $0 |
NATIONAL FINANCIAL SERVICES10+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $40,716 | $96,188-57.7% | $76,030-46.4% | $99,313-59.0% |
| Participation rate | 99.2% | 72.7%+26.4pp | 69.1%+30.1pp | 71.7%+27.5pp |
| Annual return | 12.16% | 16.48%-4.3pp | 361.54%-349.4pp | 17.67%-5.5pp |
| Employer contribution / active EE | $1,447 | $3,167-54.3% | $2,688-46.2% | $3,264-55.7% |
| Participant deferral / active EE | $3,677 | $4,842-24.1% | $4,257-13.6% | $5,346-31.2% |
| Admin fee / account holder | $88 | $87+0.9% | $6,421-98.6% | $109-19.3% |