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| Provider | Service type | Compensation |
|---|---|---|
Filed as: ADVISED ASSETS GROUP, LLC Service code 26 · EIN 84-1532243 | Advisory (Participants) | $192,295 |
Service code 15 · EIN 84-0467907 | Recordkeeping | $7,931 |
Filed as: GWFS EQUITIES INC Service code 33 · EIN 84-0965407 | Securities brokerage; Other investmen... | $1,657 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $301,071 | $120,450+150.0% | $159,495+88.8% | $93,010+223.7% |
| Participation rate | 87.5% | 78.0%+9.6pp | 82.8%+4.7pp | 73.9%+13.6pp |
| Annual return | 14.29% | 27.11%-12.8pp | 263.72%-249.4pp | 158.70%-144.4pp |
| Employer contribution / active EE | $9,623 | $3,526+173.0% | $4,831+99.2% | $2,705+255.7% |
| Participant deferral / active EE | $12,360 | $7,283+69.7% | $7,354+68.1% | $4,561+171.0% |
| Admin fee / account holder | $107 | $137-22.0% | $10,804-99.0% | $152-29.7% |