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| Provider | Service type | Compensation |
|---|---|---|
Filed as: ADVISED ASSETS GROUP, LLC Service code 26 · EIN 84-1532243 | Advisory (Participants) | $149,272 |
Service code 15 · EIN 84-0467907 | Recordkeeping | $123,115 |
Filed as: GWFS EQUITIES INC Service code 26 · EIN 84-0965407 | Advisory (Participants) | $1,552 |
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $286,511 | $127,481+124.7% | $149,751+91.3% | $90,274+217.4% |
| Participation rate | 87.6% | 78.2%+9.4pp | 82.5%+5.1pp | 73.4%+14.3pp |
| Annual return | 17.50% | 57.78%-40.3pp | 276.71%-259.2pp | 53.97%-36.5pp |
| Employer contribution / active EE | $9,472 | $3,448+174.7% | $4,646+103.9% | $2,523+275.4% |
| Participant deferral / active EE | $11,973 | $6,975+71.7% | $6,843+75.0% | $4,231+183.0% |
| Admin fee / account holder | $89 | $152-41.3% | $9,312-99.0% | $114-21.9% |