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| Provider | Service type | Compensation |
|---|---|---|
Filed as: ADVISED ASSETS GROUP, LLC Service code 26 · EIN 84-1532243 | Advisory (Participants) | $80,404 |
Filed as: GREAT-WEST LIFE & ANNUITY INS. COMP Service code 15 · EIN 84-0467907 | Recordkeeping | $13,156 |
JP MORGAN SECURITIES LLC1+ years Filed as: JP MORGAN SECURITIES, LLC Service code 26 · EIN 13-4110995 | Advisory (Participants) | $3,527 |
Filed as: GREAT-WEST FINANCIAL RPS, LLC Service code 15 | Recordkeeping | $0 |
MORGAN STANLEY SMITH BARNEY1+ years Filed as: J.P. MORGAN SECURITIES LLC Service code 59 | Shareholder Servicing | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $154,534 | $86,791+78.1% | $115,038+34.3% | $59,188+161.1% |
| Participation rate | 86.8% | 72.8%+14.0pp | 81.4%+5.5pp | 69.4%+17.4pp |
| Annual return | -0.63% | 4.44%-5.1pp | 26.14%-26.8pp | 5.51%-6.1pp |
| Employer contribution / active EE | $8,533 | $2,950+189.3% | $4,608+85.2% | $2,098+306.7% |
| Participant deferral / active EE | $9,373 | $5,298+76.9% | $6,026+55.5% | $3,265+187.1% |
| Admin fee / account holder | $30 | $95-68.4% | $8,175-99.6% | $92-67.5% |