Filed January 14, 2009
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH,PIERCE,FENNER & SMITH Service code 15 · EIN 13-5674085 | Recordkeeping | $109,119 |
GALLAGHER FIDUCIARY ADVISORS, LLC10+ years Filed as: WILLKIE FARR & GALLAGHER LLP Service code 29 · EIN 13-5536844 | Legal | $17,492 |
Filed as: ROCATON INV ADV Service code 16 · EIN 04-3638035 | Consulting | $14,259 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan appears closed to new enrollment or frozen - balance-holders far exceed active participants, or the plan reports active distributions with no inflows. Exclude from peer benchmarks.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $201,603 | $150,541+33.9% | $145,433+38.6% | $103,975+93.9% |
| Participation rate | 99.9% | 81.1%+18.8pp | 82.1%+17.8pp | 72.5%+27.4pp |
| Annual return | 9.18% | 20.73%-11.5pp | 66.58%-57.4pp | 19.41%-10.2pp |
| Employer contribution / active EE | $0 | $5,177-100.0% | $4,554-100.0% | $3,722-100.0% |
| Participant deferral / active EE | $0 | $9,456-100.0% | $7,897-100.0% | $5,343-100.0% |
| Admin fee / account holder | $56 | $165-66.3% | $13,129-99.6% | $332-83.3% |