Filed January 14, 2009
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH,PIERCE,FENNER & SMITH Service code 15 · EIN 13-5674085 | Recordkeeping | $126,898 |
Filed as: ROCATON INV ADV Service code 16 · EIN 04-3638035 | Consulting | $24,848 |
Filed as: WILLKIE FARR & GALLAGHER LLP Service code 29 · EIN 13-5536844 | Legal | $14,250 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan appears closed to new enrollment or frozen - balance-holders far exceed active participants, or the plan reports active distributions with no inflows. Exclude from peer benchmarks.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $191,332 | $122,128+56.7% | $147,117+30.1% | $200,096-4.4% |
| Participation rate | 100.0% | 78.2%+21.8pp | 82.2%+17.8pp | 72.0%+28.0pp |
| Annual return | 9.87% | 30.58%-20.7pp | 420.54%-410.7pp | 34.26%-24.4pp |
| Employer contribution / active EE | $0 | $4,093-100.0% | $4,932-100.0% | $3,038-100.0% |
| Participant deferral / active EE | $0 | $8,484-100.0% | $8,065-100.0% | $5,090-100.0% |
| Admin fee / account holder | $59 | $180-67.2% | $12,993-99.5% | $269-78.1% |