Filed November 15, 2013 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
PIMCO FUNDS1 year Filed as: PACIFIC INVESTMENT MANAGEMENT CO. Service code 28 · EIN 33-0629048 | Investment Management | $449,529 |
HARRISON STREET9+ years Service code 28 · EIN 80-0762141 | Investment Management | $361,703 |
WILLIS TOWERS WATSON US LLC6 years Service code 11 · EIN 53-0181291 | Actuarial | $347,029 |
LINDSELL TRAIN LIMITED4 years Filed as: LINDSELL TRAIN Service code 28 · EIN 35-2496423 | Investment Management | $330,723 |
Filed as: PRINCIPAL Service code 15 · EIN 42-0127290 | Recordkeeping | $320,578 |
Filed as: ABS ALLEGIANCE Service code 28 · EIN 27-0185492 | Investment Management | $265,175 |
WILLIS TOWERS WATSON US LLC9+ years Filed as: TOWERS WATSON INVESTMENT SERVICES Service code 27 · EIN 52-1868818 | Advisory (Plan) | $250,000 |
LEGAL & GENERAL INVESTMENT9+ years Filed as: LEGAL & GENERAL INVEST MGMT AMERICA Service code 28 · EIN 20-8058531 | Investment Management | $241,501 |
CONDUENT HR CONSULTING, LLC8 years Filed as: CONDUENT HUMAN RESOURCES SVCS LLC Service code 15 · EIN 20-2185976 | Recordkeeping | $238,263 |
Filed as: METLIFE INVESTMENT MGMT LLC Service code 28 · EIN 82-2405817 | Investment Management | $144,837 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 1 Loan in default | ALROSA FINANCE SA | — | — | — |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Plan appears closed to new enrollment or frozen - balance-holders far exceed active participants, or the plan reports active distributions with no inflows. Exclude from peer benchmarks.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $0 | $325,553-100.0% | - |
| Participation rate | 0.0% | 0.0%0pp | 16.2%-16.2pp | 0.0%0pp |
| Annual return | 21.28% | 5.34%+15.9pp | 9.17%+12.1pp | 9.30%+12.0pp |
| Employer contribution / active EE | $0 | $9,329-100.0% | $40,523-100.0% | $12,551-100.0% |
| Participant deferral / active EE | $0 | $267-100.0% | $42-100.0% | $2,867-100.0% |
| Admin fee / account holder | $0 | $0 | $17,411-100.0% | - |