Filed November 15, 2013 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY5 years Filed as: MORGAN STANLEY INVESTMENT MANAGEMEN Service code 28 · EIN 13-3040307 | Investment Management | $2,159,053 |
Service code 15 · EIN 42-0127290 | Recordkeeping | $1,964,096 |
THE LONDON COMPANY4 years Service code 28 · EIN 90-0824693 | Investment Management | $1,848,195 |
WILLIAM BLAIR2 years Service code 28 · EIN 47-2614791 | Investment Management | $1,506,918 |
ATLANTA CAPITAL MANAGEMENT3 years Filed as: ATLANTA CAPITAL HIGH QUALITY FOCUSE Service code 28 · EIN 58-2236910 | Investment Management | $1,297,637 |
Filed as: BRANDYWINE GLOBAL INV MGT LLC Service code 28 · EIN 51-0294065 | Investment Management | $1,149,501 |
WELLINGTON TRUST COMPANY11+ years Filed as: WELLINGTON MANAGEMENT COMPANY, LLP Service code 28 · EIN 04-2683227 | Investment Management | $1,014,689 |
WESTWOOD TRUST11+ years Filed as: WESTWOOD MANAGEMENT CORP. Service code 28 · EIN 13-3160186 | Investment Management | $984,576 |
JP MORGAN INVESTMENT MANAGEMENT INC10+ years Service code 28 · EIN 13-3200244 | Investment Management | $648,369 |
AMERIPRISE FINANCIAL SERVICES INC11+ years Filed as: AMERIPRISE TRUST CO. Service code 25 · EIN 41-0007957 | Directed Trustee | $406,771 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $268,994 | $142,480+88.8% | $197,124+36.5% | $142,480+88.8% |
| Participation rate | 97.4% | 76.2%+21.1pp | 86.7%+10.7pp | 76.2%+21.1pp |
| Annual return | 17.26% | 16.32%+0.9pp | 44.34%-27.1pp | 16.32%+0.9pp |
| Employer contribution / active EE | $11,156 | $3,867+188.5% | $6,227+79.1% | $3,867+188.5% |
| Participant deferral / active EE | $12,947 | $6,807+90.2% | $9,135+41.7% | $6,807+90.2% |
| Admin fee / account holder | $368 | $307+19.9% | $16,298-97.7% | $307+19.9% |