Filed November 15, 2013 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
WELLS FARGO BANK, N.A.4+ years Service code 15 · EIN 94-1347393 | Recordkeeping | $2,810,756 |
SANDS CAPITAL MANAGEMENT, LLC4+ years Filed as: SANDS CAPITAL MANAGEMENT Service code 28 · EIN 54-1578408 | Investment Management | $2,077,179 |
MORGAN STANLEY SMITH BARNEY2 years Filed as: MORGAN STANLEY INVESTMENT MGT Service code 28 · EIN 13-3040307 | Investment Management | $1,197,889 |
WELLINGTON TRUST COMPANY2 years Filed as: WELLINGTON MGT COMPANY, LLP Service code 28 · EIN 04-2683227 | Investment Management | $1,117,302 |
TIMES SQUARE CAPITAL MANAGEMENT4+ years Service code 28 · EIN 20-1665304 | Investment Management | $1,055,793 |
Service code 28 · EIN 76-0409332 | Investment Management | $922,009 |
Filed as: BRANDYWINE GLOBAL INV MGT LLC Service code 28 · EIN 51-0294065 | Investment Management | $836,319 |
WELLS FARGO BANK, N.A.3 years Filed as: WELLS CAPITAL MANAGEMENT Service code 28 · EIN 95-3692822 | Investment Management | $785,956 |
Service code 28 · EIN 13-3200244 | Investment Management | $709,364 |
Filed as: TCW ASSET MANAGEMENT COMPANY Service code 28 · EIN 95-2642764 | Investment Management | $697,067 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $153,589 | $96,381+59.4% | $140,019+9.7% | $73,367+109.3% |
| Participation rate | 94.5% | 90.1%+4.4pp | 87.5%+7.0pp | 69.5%+25.0pp |
| Annual return | -4.75% | -4.30%-0.4pp | 651.19%-655.9pp | 173.45%-178.2pp |
| Employer contribution / active EE | $9,088 | $4,168+118.0% | $5,605+62.1% | $2,499+263.7% |
| Participant deferral / active EE | $7,960 | $6,186+28.7% | $6,927+14.9% | $4,033+97.4% |
| Admin fee / account holder | $434 | $100+334.2% | $10,705-95.9% | $68+534.4% |