Filed November 15, 2013 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
WELLS FARGO BANK, N.A.2+ years Service code 15 · EIN 94-1347393 | Recordkeeping | $2,190,932 |
SANDS CAPITAL MANAGEMENT, LLC2+ years Filed as: SANDS CAPITAL MANAGEMENT Service code 28 · EIN 54-1578408 | Investment Management | $1,674,861 |
TIMES SQUARE CAPITAL MANAGEMENT2+ years Service code 28 · EIN 20-1665304 | Investment Management | $1,071,706 |
Filed as: BRANDYWINE GLOBAL INV MGMT LLC Service code 28 · EIN 51-0294065 | Investment Management | $915,459 |
WESTWOOD TRUST2+ years Filed as: WESTWOOD MANAGEMENT CORP. Service code 28 · EIN 13-3160186 | Investment Management | $774,850 |
WELLS FARGO BANK, N.A.1+ years Filed as: WELLS CAPITAL MANAGEMENT Service code 28 · EIN 95-3692822 | Investment Management | $674,590 |
Service code 28 · EIN 13-3200244 | Investment Management | $627,654 |
Filed as: TCW ASSET MANAGEMENT COMPANY Service code 28 · EIN 95-2642764 | Investment Management | $570,127 |
Filed as: NEW YORK LIFE INS CO. INST CAP LLC Service code 28 · EIN 13-5582869 | Investment Management | $492,977 |
WELLINGTON TRUST COMPANY2+ years Filed as: WELLINGTON MANAGEMENT COMPANY, LLP Service code 28 · EIN 04-2683227 | Investment Management | $427,875 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $146,222 | $93,756+56.0% | $133,980+9.1% | $329,111-55.6% |
| Participation rate | 89.9% | 89.7%+0.2pp | 87.1%+2.8pp | 67.9%+22.0pp |
| Annual return | 6.24% | 20.33%-14.1pp | 29.30%-23.1pp | 16.35%-10.1pp |
| Employer contribution / active EE | $7,643 | $3,619+111.2% | $5,211+46.7% | $2,303+231.8% |
| Participant deferral / active EE | $7,308 | $5,685+28.5% | $6,282+16.3% | $3,682+98.5% |
| Admin fee / account holder | $351 | $90+291.3% | $9,324-96.2% | $754-53.5% |