Filed November 15, 2013 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
WELLS FARGO BANK, N.A.2+ years Service code 15 · EIN 94-1347393 | Recordkeeping | $2,190,932 |
SANDS CAPITAL MANAGEMENT, LLC2+ years Filed as: SANDS CAPITAL MANAGEMENT Service code 28 · EIN 54-1578408 | Investment Management | $1,674,861 |
TIMES SQUARE CAPITAL MANAGEMENT2+ years Service code 28 · EIN 20-1665304 | Investment Management | $1,071,706 |
Filed as: BRANDYWINE GLOBAL INV MGMT LLC Service code 28 · EIN 51-0294065 | Investment Management | $915,459 |
WESTWOOD TRUST2+ years Filed as: WESTWOOD MANAGEMENT CORP. Service code 28 · EIN 13-3160186 | Investment Management | $774,850 |
WELLS FARGO BANK, N.A.1 year Filed as: WELLS CAPITAL MANAGEMENT Service code 28 · EIN 95-3692822 | Investment Management | $674,590 |
Service code 28 · EIN 13-3200244 | Investment Management | $627,654 |
Filed as: TCW ASSET MANAGEMENT COMPANY Service code 28 · EIN 95-2642764 | Investment Management | $570,127 |
Filed as: NEW YORK LIFE INS CO. INST CAP LLC Service code 28 · EIN 13-5582869 | Investment Management | $492,977 |
WELLINGTON TRUST COMPANY2+ years Filed as: WELLINGTON MANAGEMENT COMPANY, LLP Service code 28 · EIN 04-2683227 | Investment Management | $427,875 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $146,222 | $93,756+56.0% | $133,975+9.1% | $329,111-55.6% |
| Participation rate | 89.9% | 89.7%+0.2pp | 87.1%+2.8pp | 67.9%+22.0pp |
| Annual return | 6.24% | 20.33%-14.1pp | 29.29%-23.0pp | 16.35%-10.1pp |
| Employer contribution / active EE | $7,643 | $3,619+111.2% | $5,211+46.7% | $2,303+231.8% |
| Participant deferral / active EE | $7,308 | $5,685+28.5% | $6,282+16.3% | $3,682+98.5% |
| Admin fee / account holder | $351 | $90+291.3% | $9,324-96.2% | $754-53.5% |