Filed November 15, 2013 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
WELLS FARGO BANK, N.A.1+ years Service code 15 · EIN 94-1347393 | Recordkeeping | $3,003,909 |
SANDS CAPITAL MANAGEMENT, LLC1+ years Filed as: SANDS CAPITAL MANAGEMENT Service code 28 · EIN 54-1578408 | Investment Management | $1,827,230 |
TIMES SQUARE CAPITAL MANAGEMENT1+ years Service code 28 · EIN 20-1665304 | Investment Management | $1,158,569 |
Filed as: BRANDYWINE GLOBAL INV MGMT LLC Service code 28 · EIN 51-0294065 | Investment Management | $939,843 |
WESTWOOD TRUST1+ years Filed as: WESTWOOD MANAGEMENT CORP. Service code 28 · EIN 13-3160186 | Investment Management | $807,844 |
WELLS FARGO BANK, N.A.1+ years Filed as: WELLS FARGO CAPITAL MGMT INC Service code 28 · EIN 95-3692822 | Investment Management | $734,353 |
Filed as: TCW ASSET MANAGEMENT COMPANY Service code 28 · EIN 95-2642764 | Investment Management | $663,247 |
Filed as: NEW YORK LIFE INS CO. INST CAP LLC Service code 28 · EIN 13-5582869 | Investment Management | $528,259 |
WELLINGTON TRUST COMPANY1+ years Filed as: WELLINGTON MANAGEMENT COMPANY, LLP Service code 28 · EIN 04-2683227 | Investment Management | $472,805 |
VICTORY1+ years Filed as: VICTORY CAP MGMT INTEGRITY ASSET Service code 28 · EIN 13-2700161 | Investment Management | $471,896 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $139,546 | $87,670+59.2% | $123,105+13.4% | $69,651+100.4% |
| Participation rate | 89.9% | 87.8%+2.2pp | 86.8%+3.1pp | 66.6%+23.3pp |
| Annual return | -4.61% | 3.10%-7.7pp | 13.22%-17.8pp | 53.77%-58.4pp |
| Employer contribution / active EE | $7,155 | $3,511+103.8% | $5,151+38.9% | $2,241+219.3% |
| Participant deferral / active EE | $7,089 | $5,412+31.0% | $6,229+13.8% | $3,635+95.0% |
| Admin fee / account holder | $374 | $94+297.4% | $9,014-95.9% | $63+491.6% |