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| Provider | Service type | Compensation |
|---|---|---|
Service code 33 · EIN 04-1590850 | Distribution (12b-1) fees; Securities... | $1,851,221 |
TRINET3 years Filed as: TRINET HR CORPORATION Service code 14 · EIN 48-1304650 | Plan Administrator | $90,358 |
Filed as: DIMEO SCHNEIDER & ASSOCIATES Service code 27 · EIN 36-4001764 | Advisory (Plan) | $37,188 |
MAYER HOFFMAN MCCANN P.C.3 years Service code 10 · EIN 43-1947695 | Accounting | $31,000 |
Filed as: MASSMUTUAL LIFE INSURANCE COMPANY Service code 38 · EIN 04-1590850 | Participant Communication | $5,010 |
CHARLES SCHWAB & CO., INC.3 years Service code 59 · EIN 94-1737782 | Shareholder Servicing | $4,868 |
Filed as: MASSACHUSETTS MUTUAL LIFE INSURANCE Service code 52 | Indirect Investment Fees | $4,153 |
AMERICAN REALTY ADVISORS2 years Filed as: AMERICAN BEACON Service code 52 | Indirect Investment Fees | $0 |
AMERICAN FUNDS2 years Service code 52 | Indirect Investment Fees | $0 |
BIARD FUNDS2 years Service code 52 | Indirect Investment Fees | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $78,178 | $71,505+9.3% | $123,553-36.7% | $73,367+6.6% |
| Participation rate | 69.7% | 64.9%+4.8pp | 82.3%-12.6pp | 69.5%+0.2pp |
| Annual return | 1.25% | 6.94%-5.7pp | 119.21%-118.0pp | 173.45%-172.2pp |
| Employer contribution / active EE | $3,131 | $2,011+55.7% | $4,628-32.3% | $2,499+25.3% |
| Participant deferral / active EE | $7,512 | $4,928+52.4% | $6,426+16.9% | $4,033+86.3% |
| Admin fee / account holder | $136 | $66+106.0% | $9,284-98.5% | $68+98.7% |