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| Provider | Service type | Compensation |
|---|---|---|
Service code 52 · EIN 04-1590850 | Indirect Investment Fees | $2,073,704 |
Service code 14 · EIN 13-3867443 | Plan Administrator | $903,005 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB AND CO, INC. Service code 59 · EIN 94-1737782 | Shareholder Servicing | $2,446 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $63,458 | $65,877-3.7% | $115,038-44.8% | $69,651-8.9% |
| Participation rate | 57.5% | 58.1%-0.6pp | 81.4%-23.9pp | 66.6%-9.1pp |
| Annual return | 4.05% | 6.03%-2.0pp | 26.14%-22.1pp | 53.77%-49.7pp |
| Employer contribution / active EE | $2,534 | $1,712+47.9% | $4,608-45.0% | $2,241+13.1% |
| Participant deferral / active EE | $6,215 | $4,216+47.4% | $6,026+3.1% | $3,635+71.0% |
| Admin fee / account holder | $210 | $77+172.3% | $8,175-97.4% | $63+232.9% |