| Provider | Service type | Compensation |
|---|---|---|
Filed as: 1199SEIU NATIONAL BENEFIT FUND FOR Service code 99 · EIN 13-1628401 | Other Fees | $70,015,298 |
3BF PARTNERS, LLC2 years Filed as: 3BF PARTNERS LLC Service code 99 · EIN 37-1920632 | Other Fees | $1,600,524 |
COLOR HOLDINGS L.P.2 years Service code 16 · EIN 88-1898921 | Consulting | $651,814 |
KPMG LLP10+ years Service code 10 · EIN 13-5565207 | Accounting | $607,328 |
STEP VISUAL COMMUNICATIONS LLC10+ years Service code 36 · EIN 26-4662241 | Copying and duplicating | $553,043 |
MILLIMAN, INC.10+ years Service code 11 · EIN 91-0675641 | Actuarial | $392,350 |
Service code 36 · EIN 22-2787561 | Copying and duplicating | $348,638 |
Filed as: PRUDENTIAL INSURANCE COMPANY OF AME Service code 51 · EIN 22-1211670 | Investment Mgmt Fees | $222,227 |
ADP BROKER-DEALER7 years Filed as: AUTOMATIC DATA PROCESSING, INC. Service code 12 · EIN 22-1467904 | Claims processing | $173,572 |
PROSKAUER ROSE LLP10+ years Service code 29 · EIN 13-1840454 | Legal | $160,868 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 1 Loan in default | NORTHWEST ACQUISITIONS ULC DOMINI | — | 210 SW MORRISON ST # 600, PORTLAND, OR 97204 | — |
| Part 1 Loan in default | VENEZUELA GOVERNMENT INTERNATIONAL | — | — | — |
| Part 1 Loan in default | ZHENRO PROPERTIES GROUP LTD | — | — | — |
| Part 1 Loan in default | PETROLEOS DE VENEZUELA SA | — | — | — |
| Part 1 Loan in default | ZHENRO PROPERTIES GROUP LTD | — | — | — |
| Part 1 Loan in default | PETROLEOS DE VENEZUELA SA | — | — | — |
| Part 1 Loan in default | VENEZUELA GOVERNMENT INTERNATIONAL | — | — | — |
| Part 1 Loan in default | PETROLEOS DE VENEZUELA SA | — | — | — |
| Part 1 Loan in default | PETROLEOS DE VENEZUELA SA | — | — | — |
| Part 1 Loan in default | VENEZUELA GOVERNMENT INTERNATIONAL | — | — | — |
| Part 1 Loan in default | VENEZUELA GOVERNMENT INTERNATIONAL | — | — | — |
| Part 1 Loan in default | VENEZUELA GOVERNMENT INTERNATIONAL | — | — | — |
| Part 1 Loan in default | LEBANON GOVERNMENT INTL BOND | — | — | — |
| Part 1 Loan in default | VENEZUELA GOVERNMENT INTERNATIONAL | — | — | — |
| Part 1 Loan in default | VENEZUELA GOVERNMENT INTERNATIONAL | — | — | — |
| Part 1 Loan in default | LEBANON GOVERNMENT INTL BOND | — | — | — |
| Part 1 Loan in default | LEBANON GOVERNMENT INTL BOND | — | — | — |
| Part 1 Loan in default | LEBANON GOVERNMENT INTL BOND | — | — | — |
| Part 1 Loan in default | LEBANON GOVERNMENT INTL BOND | — | — | — |
| Part 1 Loan in default | LEBANON GOVERNMENT INTL BOND | — | — | — |
| Part 1 Loan in default | LEBANON GOVERNMENT INTL BOND | — | — | — |
| Part 1 Loan in default | VENEZUELA GOVERNMENT INTERNATIONAL | — | — | — |
| Part 1 Loan in default | PETROLEOS DE VENEZUELA SA | — | — | — |
| Part 1 Loan in default | LEBANON GOVERNMENT INTL BOND | — | — | — |
| Part 1 Loan in default | LEBANON GOVERNMENT INTL BOND | — | — | — |
| Part 1 Loan in default | NORTHWEST ACQUISITIONS ULC DOMINI | — | 210 SW MORRISON ST # 600 PORTLAND, OR 97204 | — |
| Part 1 Loan in default | AARAAN SHIPPING & TRADING PRIVATE L | — | — | — |
| Part 1 Loan in default | VENEZUELA GOVERNMENT INTERNATIONAL | — | — | — |
| Part 1 Loan in default | PETROLEOS DE VENEZUELA SA | — | — | — |
| Part 1 Loan in default | OAS RESTRUCTURING (BVI) LIMITED | — | — | — |
| Part 1 Loan in default | ERICA R STRAWDER | — | 1622 MADISON AVENUE NEW YORK CITY, NY 10029 | — |
| Part 1 Loan in default | ELSIE R SAINT VALLIERE | — | 8 PARKWOOD DRIVE WESTBURY, NY 11590 | — |
| Part 1 Loan in default | RASHANDA R WHITE | — | 430 BIRCHWOOD RD MEDFORD, NY 11763 | — |
| Part 1 Loan in default | MARTINE LOWE | — | 111 DOUGLAS ST BRIDGEPORT, CT 06606 | — |
| Part 1 Loan in default | IKE ALIS O MARCANO | — | 7 WAYLAND WAY, ROCK TAVERN ROCK CAVERN, NY 12575 | — |
| Part 1 Loan in default | TAKEYA S BOBO | — | 9 GARDENIA LANE, PORT CHESTER, NY 10573 | — |
| Part 1 Loan in default | VINCENT THOMAS | — | 165 SWEETFIELD CIRCLE, YONKERS, NY 10704 | — |
| Part 1 Loan in default | RAMON ENRIQUE RODRIGUEZ | — | 7 STONE GATE RD, NY CENTRAL VALLEY, NY 10917 | — |
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $0 | $329,695-100.0% | - |
| Participation rate | 0.0% | 0.0%0pp | 43.4%-43.4pp | 0.0%0pp |
| Annual return | 5.96% | 8.85%-2.9pp | 9.82%-3.9pp | 8.85%-2.9pp |
| Employer contribution / active EE | $8,148 | $8,529-4.5% | $30,322-73.1% | $8,529-4.5% |
| Participant deferral / active EE | $0 | $399-100.0% | $66-100.0% | $399-100.0% |
| Admin fee / account holder | $0 | $0 | $53,840-100.0% | - |