| Provider | Service type | Compensation |
|---|---|---|
NATIONAL BENEFIT SERVICES, LLC1+ years Filed as: 1199 SEIU NATIONAL BENEFIT FUND Service code 99 · EIN 13-1628401 | Other Fees | $43,380,776 |
HAMILTON LANE ADVISORS, LLC1+ years Filed as: HAMILTON LANE ADVISORS LLC Service code 51 · EIN 23-2962336 | Investment Mgmt Fees | $3,049,762 |
ENTRUST PARTNERS OFFSHORE LP1+ years Filed as: ENTRUST CAPITAL MANAGEMENT LP Service code 51 · EIN 80-0759310 | Investment Mgmt Fees | $2,880,756 |
Filed as: MESIROW ADVANCED STRATEGIES INC. Service code 51 · EIN 36-3741067 | Investment Mgmt Fees | $2,781,092 |
ARTISAN PARTNERS1+ years Filed as: ARTISAN PARTNERS INTERNATIONAL Service code 51 · EIN 39-1807188 | Investment Mgmt Fees | $2,721,058 |
GOLDMAN SACHS1+ years Filed as: CORBIN CAPITAL PARTNERS, LP Service code 51 · EIN 30-0299433 | Investment Mgmt Fees | $2,710,595 |
Service code 51 · EIN 04-3519872 | Investment Mgmt Fees | $2,627,017 |
ACADIAN ASSET MANAGEMENT LLC1+ years Filed as: ACADIAN ASSET MANAGEMENT, LLC Service code 51 · EIN 04-2929221 | Investment Mgmt Fees | $2,485,387 |
DDJ CAPITAL MANAGEMENT LLC1+ years Filed as: DDJ CAPITAL MANAGEMENT, LLC Service code 51 · EIN 04-3300754 | Investment Mgmt Fees | $2,004,415 |
THE TOWNSEND GROUP1+ years Service code 51 · EIN 34-1537656 | Investment Mgmt Fees | $1,579,078 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 1 Loan in default | ABENGOA FIN S A U | — | — | — |
| Part 1 Loan in default | ARAN SHIPPING & TRADING S A | — | — | — |
| Part 1 Loan in default | AT HOME CORP | — | 450 BROADWAY STREET REDWOOD CITY, CA 94063 | — |
| Part 1 Loan in default | BREITBURN ENERGY PARTNERS L P | — | 1401 MCKINNEY ST #2400 HOUSTON, TX 77010 | — |
| Part 1 Loan in default | FIRSTPLUS RESIDUAL TR | — | 3965 PHELAN BOULEVARD, SUITE 209 BEAUMONT, TX 77707 | — |
| Part 1 Loan in default | LINN ENERGY LLC LINN ENERGY FIN C | — | JPMORGAN CHASE TOWER 600 TRAVIS, SUITE 4900 HOUSTON, TX 77002 | — |
| Part 1 Loan in default | MAGNUM HUNTER RES CORP DEL | — | 909 LAKE CAROLYN PKWY SUITE 600 IRVING, TX 75039 | — |
| Part 1 Loan in default | OAS INVESTMENTS GMBH | — | — | — |
| Part 1 Loan in default | PEABODY ENERGY CORP | — | PEABODY PLAZA 701 MARKET ST ST. LOUIS, MO 631011826 | — |
| Part 1 Loan in default | QUICKSILVER RES INC | — | 801 CHERRY ST #3700 FORT WORTH, TX 76102 | — |
| Part 1 Loan in default | SAMSON INVT CO | — | SAMSON PLAZA TWO WEST SECOND STREET TULSA, OK 741033103 | — |
| Part 1 Loan in default | ZIFF DAVIS MEDIA INC | — | 160 GREENTREE DR., STE 101 DOVER, DE 19904 | — |
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $47,522-100.0% | $219,333-100.0% | $47,522-100.0% |
| Participation rate | 0.0% | 0.0%0pp | 42.3%-42.3pp | 9.2%-9.2pp |
| Annual return | -1.08% | -1.20%+0.1pp | -2.01%+0.9pp | -0.08%-1.0pp |
| Employer contribution / active EE | $5,361 | $5,696-5.9% | $34,453-84.4% | $7,991-32.9% |
| Participant deferral / active EE | $0 | $79-100.0% | $34-100.0% | $325-100.0% |
| Admin fee / account holder | $0 | $275-100.0% | $5,362-100.0% | $275-100.0% |