| Provider | Service type | Compensation |
|---|---|---|
NATIONAL BENEFIT SERVICES, LLC3+ years Filed as: 1199 SEIU NATIONAL BENEFIT FUND Service code 99 · EIN 13-1628401 | Other Fees | $50,612,596 |
ACADIAN ASSET MANAGEMENT LLC3+ years Filed as: ACADIAN ASSET MANAGEMENT, LLC Service code 51 · EIN 04-2929221 | Investment Mgmt Fees | $3,415,988 |
HAMILTON LANE ADVISORS, LLC3+ years Filed as: HAMILTON LANE ADVISORS LLC Service code 51 · EIN 23-2962336 | Investment Mgmt Fees | $3,211,971 |
GOLDMAN SACHS3+ years Filed as: CORBIN CAPITAL PARTNERS, LP Service code 51 · EIN 30-0299433 | Investment Mgmt Fees | $3,126,593 |
ENTRUST PARTNERS OFFSHORE LP3+ years Filed as: ENTRUST CAPITAL MANAGEMENT LP Service code 51 · EIN 80-0759310 | Investment Mgmt Fees | $2,548,312 |
Filed as: MESIROW ADVANCED STRATEGIES INC. Service code 51 · EIN 36-3741067 | Investment Mgmt Fees | $2,366,046 |
ARTISAN PARTNERS3+ years Filed as: ARTISAN PARTNERS INTERNATIONAL Service code 51 · EIN 39-1807188 | Investment Mgmt Fees | $2,083,908 |
Filed as: COLUMBIA WAGNER ASSET MANAGEMENT Service code 51 · EIN 04-3519872 | Investment Mgmt Fees | $1,886,388 |
THE TOWNSEND GROUP3+ years Service code 51 · EIN 34-1537656 | Investment Mgmt Fees | $1,768,217 |
Filed as: AMERIPRISE FINANCIAL, INC. Service code 51 · EIN 13-3180631 | Investment Mgmt Fees | $1,486,047 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 1 Loan in default | AT HOME CORP | — | 450 BROADWAY STREET REDWOOD CITY, CA 94063 | — |
| Part 1 Loan in default | GENON ESCROW CORP | — | 804 CARNEGIE CENTER PRINCETON, NJ 08540 | — |
| Part 1 Loan in default | PETROLEOS DE VENEZUELA | — | — | — |
| Part 1 Loan in default | PETROLEOS DE VENEZUELA | — | — | — |
| Part 1 Loan in default | PETROLEOS DE VENEZUELA | — | — | — |
| Part 1 Loan in default | REAL ALLOY HLDG INC | — | 15301 VENTURA BOULEVARD, SUITE 400 SHERMAN OAKS, CA 91403 | — |
| Part 1 Loan in default | RRI ENERGY INC | — | 1000 MAIN STREET HOUSTON, TX 77002 | — |
| Part 1 Loan in default | SAMARCO MINERACAO S A | — | — | — |
| Part 1 Loan in default | OAS INVESTMENTS GMBH | — | — | — |
| Part 1 Loan in default | PETROLEOS DE VENEZUELA SA | — | — | — |
| Part 1 Loan in default | ARAN SHIPPING & TRADING S A | — | — | — |
| Part 1 Loan in default | FIRSTPLUS RESIDUAL TR | — | 3965 PHELAN BOULEVARD SUITE 209 BEAUMONT, TX 77707 | — |
| Part 1 Loan in default | EMBASSY OF THE BOLIVARIAN REPUBLIC | — | 1099 30TH STREET, N.W. WASHINGTON, DC 20007 | — |
| Part 1 Loan in default | ZIFF DAVIS MEDIA INC | — | 28 E 28TH ST NEW YORK, NY 10016 | — |
| Part 1 Loan in default | DOMINGO ORTIZ | — | 1433 VYSE AVE APT C BRONX, NY 104591697 | — |
| Part 1 Loan in default | CECIL LEWIS | — | 5057 BROADWAY APT 23 NEW YORK, NY 100341121 | — |
| Part 1 Loan in default | GEORGE ATTOH | — | 6 SAGE STREET CENTRAL ISLIP, NY 117222845 | — |
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $14,491,905-100.0% | $198,173-100.0% | $14,491,905-100.0% |
| Participation rate | 0.0% | 0.0%0pp | 42.0%-42.0pp | 5.3%-5.3pp |
| Annual return | 14.75% | 14.29%+0.5pp | 10.16%+4.6pp | 1057.21%-1042.5pp |
| Employer contribution / active EE | $5,815 | $6,552-11.3% | $33,192-82.5% | $14,374-59.5% |
| Participant deferral / active EE | $0 | $216-100.0% | $66-100.0% | $351-100.0% |
| Admin fee / account holder | $0 | $81,210-100.0% | $7,531-100.0% | $81,210-100.0% |