Filed April 4, 2013
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Service code 15 · EIN 84-0467907 | Recordkeeping | $38,275 |
MORGAN STANLEY SMITH BARNEY2+ years Filed as: J.P. MORGAN SECURITIES LLC Service code 33 · EIN 13-4110995 | Securities brokerage; Securities brok... | $10,739 |
Filed as: WILLKIE FARR & GALLAGHER LLP Service code 16 787 SEVENTH AVENUE · NEW YORK, NY 10119 | Consulting | $10,500 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $151,884 | $3,611,051-95.8% | $123,894+22.6% | $329,111-53.9% |
| Participation rate | 90.6% | 60.7%+29.8pp | 81.4%+9.1pp | 67.9%+22.7pp |
| Annual return | 10.07% | 14.13%-4.1pp | 47.52%-37.5pp | 16.35%-6.3pp |
| Employer contribution / active EE | $5,415 | $1,947+178.0% | $4,617+17.3% | $2,303+135.1% |
| Participant deferral / active EE | $12,702 | $4,426+187.0% | $5,984+112.3% | $3,682+245.0% |
| Admin fee / account holder | $5 | $9,731-100.0% | $8,357-99.9% | $754-99.4% |