Filed April 4, 2013
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Service code 15 · EIN 84-0467907 | Recordkeeping | $41,000 |
MORGAN STANLEY SMITH BARNEY1+ years Filed as: J.P. MORGAN SECURITIES LLC Service code 33 · EIN 13-4110995 | Shareholder servicing fees; Securitie... | $18,801 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $136,556 | $65,877+107.3% | $115,038+18.7% | $69,651+96.1% |
| Participation rate | 86.8% | 58.1%+28.7pp | 81.4%+5.5pp | 66.6%+20.3pp |
| Annual return | -0.32% | 6.03%-6.4pp | 26.14%-26.5pp | 53.77%-54.1pp |
| Employer contribution / active EE | $5,103 | $1,712+198.0% | $4,608+10.7% | $2,241+127.8% |
| Participant deferral / active EE | $11,938 | $4,216+183.2% | $6,026+98.1% | $3,635+228.4% |
| Admin fee / account holder | $5 | $77-93.2% | $8,175-99.9% | $63-91.7% |