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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.4 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $62,877 |
ANCHIN, BLOCK & ANCHIN LLP4 years Filed as: ANCHIN BLOCK & ANCHIN LLP Service code 10 · EIN 13-0436940 | Accounting | $27,000 |
CHARLES SCHWAB & CO., INC.2 years Service code 33 · EIN 94-1737782 | Direct payment from the plan; Float r... | $581 |
CHARLES SCHWAB & CO., INC.2 years Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $524,767 | $99,957+425.0% | $149,745+250.4% | $73,497+614.0% |
| Participation rate | 95.6% | 75.7%+19.9pp | 82.5%+13.1pp | 70.7%+24.9pp |
| Annual return | 13.68% | 53.87%-40.2pp | 276.72%-263.0pp | 28.51%-14.8pp |
| Employer contribution / active EE | $13,170 | $3,191+312.7% | $4,646+183.5% | $2,270+480.2% |
| Participant deferral / active EE | $12,432 | $6,073+104.7% | $6,843+81.7% | $3,740+232.4% |
| Admin fee / account holder | $414 | $551-24.8% | $9,312-95.6% | $513-19.3% |