Filed April 30, 2002 (most recent of 6 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY3+ years Filed as: MORGAN STANLEY DW INC Service code 49 · EIN 94-1671384 | Other Services | $192,859 |
PRINCIPAL LIFE INSURANCE COMPANY3+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $124,857 |
THE BANK OF NEW YORK MELLON3+ years Filed as: PERSHING, LLC Service code 33 · EIN 13-2741729 | Direct payment from the plan; Account... | $49,006 |
Filed as: NATIONAL FINANCIAL SERVICES, LLC Service code 33 · EIN 04-3532603 | Account maintenance fees; Direct paym... | $9,486 |
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $224,121 | $89,274+151.0% | $149,718+49.7% | $77,958+187.5% |
| Participation rate | 95.6% | 87.6%+8.0pp | 87.1%+8.6pp | 71.6%+24.0pp |
| Annual return | 15.70% | 20.36%-4.7pp | 1501.63%-1485.9pp | 20.87%-5.2pp |
| Employer contribution / active EE | $3,321 | $3,727-10.9% | $5,445-39.0% | $2,310+43.7% |
| Participant deferral / active EE | $6,581 | $5,382+22.3% | $6,569+0.2% | $3,537+86.1% |
| Admin fee / account holder | $21 | $240-91.2% | $11,283-99.8% | $97-78.4% |