Filed April 30, 2002 (most recent of 6 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY1+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $206,666 |
MORGAN STANLEY SMITH BARNEY1+ years Filed as: MORGAN STANLEY DW INC Service code 49 · EIN 94-1671384 | Other Services | $176,594 |
THE BANK OF NEW YORK MELLON1+ years Filed as: PERSHING, LLC Service code 33 · EIN 13-2741729 | Securities brokerage; Account mainten... | $79,369 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $193,595 | $83,458+132.0% | $123,104+57.3% | $67,505+186.8% |
| Participation rate | 90.6% | 84.5%+6.1pp | 86.8%+3.8pp | 71.2%+19.4pp |
| Annual return | 9.63% | 1.29%+8.3pp | 13.22%-3.6pp | 6.52%+3.1pp |
| Employer contribution / active EE | $646 | $3,087-79.1% | $5,151-87.5% | $2,173-70.3% |
| Participant deferral / active EE | $5,481 | $5,379+1.9% | $6,230-12.0% | $3,597+52.4% |
| Admin fee / account holder | $32 | $60-45.9% | $9,015-99.6% | $56-42.5% |