Filed April 30, 2002 (most recent of 6 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY2+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $247,687 |
MORGAN STANLEY SMITH BARNEY2+ years Filed as: MORGAN STANLEY DW INC Service code 49 · EIN 94-1671384 | Other Services | $176,224 |
THE BANK OF NEW YORK MELLON2+ years Filed as: PERSHING, LLC Service code 33 · EIN 13-2741729 | Recordkeeping fees; Account maintenan... | $61,045 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $213,336 | $80,354+165.5% | $133,980+59.2% | $63,975+233.5% |
| Participation rate | 93.9% | 87.5%+6.4pp | 87.1%+6.9pp | 71.1%+22.8pp |
| Annual return | 5.94% | 13.11%-7.2pp | 29.30%-23.4pp | 48.65%-42.7pp |
| Employer contribution / active EE | $7,298 | $3,503+108.3% | $5,211+40.0% | $2,182+234.5% |
| Participant deferral / active EE | $6,916 | $5,239+32.0% | $6,282+10.1% | $3,356+106.0% |
| Admin fee / account holder | $40 | $69-42.9% | $9,324-99.6% | $70-43.8% |