Filed August 3, 2006 (most recent of 7 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
AON CONSULTING4 years Filed as: AON CONSULTING, INC. Service code 11 · EIN 22-2232264 | Actuarial | $2,095,611 |
Filed as: FIDELITY INV. INST. OPS. CO. Service code 13 · EIN 04-2647786 | Contract Administrator | $1,432,104 |
NORTHERN TRUST COMPANY6+ years Filed as: THE NORTHERN TRUST COMPANY Service code 21 · EIN 36-1561860 | Bank Trustee | $1,431,759 |
DODGE & COX3 years Service code 28 · EIN 94-1441976 | Investment Management | $663,584 |
PIMCO FUNDS3 years Filed as: PACIFIC INVESTMENT MGMT CO LLC Service code 28 · EIN 33-0629048 | Investment Management | $651,339 |
DIMENSIONAL FUND ADVISORS3 years Filed as: DIMENSIONAL FUND ADVISORS LP Service code 28 · EIN 22-2370029 | Investment Management | $604,658 |
BLACKROCK2 years Filed as: BLACKROCK FINANCIAL MANAGEMENT, INC Service code 28 · EIN 13-3806691 | Investment Management | $583,291 |
THE BANK OF NEW YORK MELLON2 years Service code 18 · EIN 13-5160382 | Direct payment from the plan; Custodi... | $477,381 |
Filed as: NOMURA CORP RSRCH AND ASSET MGMT IN Service code 27 · EIN 13-3607885 | Advisory (Plan) | $394,464 |
BLACKROCK3 years Filed as: BLACKROCK INSTITUTIONAL TRUST CO NA Service code 28 · EIN 94-3112180 | Investment Management | $270,794 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 3 Non-exempt transaction | THE BANK OF NEW YORK MELLON | GENERAL VENDOR OVERPAYMENT OF EXPENSES PAID IN 2020 BY THE PLAN. THIS ERROR & ANY EARNINGS WAS CORRECTED IN 2021. | — | $0 |
| Part 3 Non-exempt transaction | NOMURA CORP RSRCH AND ASSET MGMT IN | INVESTMENT MANAGER OVERPAYMENT OF EXPENSES PAID IN 2019 BY THE PLAN. THIS ERROR & ANY EARNINGS WAS CORRECTED IN 2021. | — | $0 |
Participant contribution per participant is in the bottom quintile of the peer cohort.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $0 | $477,209-100.0% | - |
| Participation rate | 0.0% | 0.0%0pp | 10.2%-10.2pp | 0.0%0pp |
| Annual return | 13.70% | 24.77%-11.1pp | -2.84%+16.5pp | 12.86%+0.8pp |
| Employer contribution / active EE | $32 | $13,270-99.8% | $33,329-99.9% | $13,687-99.8% |
| Participant deferral / active EE | $114 | $799-85.7% | $51+123.5% | $833-86.3% |
| Admin fee / account holder | $0 | $0 | $2,475-100.0% | - |