Filed August 3, 2006 (most recent of 7 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
AON CONSULTING6 years Filed as: AON CONSULTING, INC. Service code 11 · EIN 22-2232264 | Actuarial | $1,872,044 |
BLACKROCK4 years Filed as: BLACKROCK FINANCIAL MANAGEMENT, INC Service code 28 · EIN 13-3806691 | Investment Management | $1,604,316 |
Filed as: FIDELITY INV. INST. OPS. CO. Service code 13 · EIN 04-2647786 | Contract Administrator | $1,129,263 |
NORTHERN TRUST COMPANY8+ years Filed as: THE NORTHERN TRUST COMPANY Service code 21 · EIN 36-1561860 | Bank Trustee | $701,529 |
PIMCO FUNDS5 years Filed as: PACIFIC INVESTMENT MGMT CO LLC Service code 28 · EIN 33-0629048 | Investment Management | $582,314 |
DODGE & COX5 years Service code 28 · EIN 94-1441976 | Investment Management | $434,091 |
Filed as: NOMURA CORP RSRCH AND ASSET MGMT IN Service code 27 · EIN 13-3607885 | Advisory (Plan) | $242,501 |
DIMENSIONAL FUND ADVISORS5 years Filed as: DIMENSIONAL FUND ADVISORS LP Service code 28 · EIN 30-0447847 | Investment Management | $230,575 |
KPMG LLP7 years Service code 10 · EIN 13-5565207 | Accounting | $122,000 |
ALIGHT SOLUTIONS LLC3 years Filed as: ALIGHT SOLUTIONS Service code 13 · EIN 36-2235791 | Contract Administrator | $45,499 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 3 Non-exempt transaction | GENERAL DYNAMICS CORPORATION | PLAN SPONSOR OVERPAYMENT OF CLAIMS PAID IN 2021 BY THE PLAN. THIS ERROR & ANY EARNINGS WERE CORRECTED IN 2022. | — | $0 |
| Part 3 Non-exempt transaction | AON CORPORATION | VENDOR OVERPAYMENT OF EXPENSES PAID IN 2021 & 2022 BY THE PLAN. THIS ERROR & ANY EARNINGS WERE CORRECTED IN 2022 | — | $0 |
| Part 3 Non-exempt transaction | FIDELITY INV INST OP CO LLC | RECORDKEEPER OVERPAYMENT OF EXPENSES PAID IN 2022 & 2023 BY THE PLAN. THIS ERROR & ANY EARNINGS WERE CORRECTED IN 2023 | — | $0 |
Participant contribution per participant is in the bottom quintile of the peer cohort.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $2,456,633-100.0% | $213,834-100.0% | $2,456,633-100.0% |
| Participation rate | 0.0% | 0.0%0pp | 12.2%-12.2pp | 1.5%-1.5pp |
| Annual return | -19.05% | 87.23%-106.3pp | -5.12%-13.9pp | 23.41%-42.5pp |
| Employer contribution / active EE | $33 | $12,989-99.7% | $31,020-99.9% | $12,650-99.7% |
| Participant deferral / active EE | $114 | $1,092-89.6% | $101+13.0% | $1,474-92.3% |
| Admin fee / account holder | $0 | $14,884-100.0% | $2,852-100.0% | $14,884-100.0% |