Filed August 3, 2006 (most recent of 7 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: FIDELITY INV. INST. OPS. CO. Service code 13 · EIN 04-2647786 | Contract Administrator | $3,025,984 |
NORTHERN TRUST COMPANY4+ years Filed as: THE NORTHERN TRUST COMPANY Service code 21 · EIN 36-1561860 | Bank Trustee | $1,473,336 |
PIMCO FUNDS1 year Filed as: PACIFIC INVESTMENT MGMT CO LLC Service code 28 · EIN 33-0629048 | Investment Management | $158,440 |
DODGE & COX1 year Service code 28 · EIN 94-1441976 | Investment Management | $154,343 |
Filed as: DIMENSIONAL FUND ADVISORS LP Service code 28 · EIN 22-2370029 | Investment Management | $147,006 |
BLACKROCK1 year Filed as: BLACKROCK INSTITUTIONAL TRUST CO NA Service code 21 · EIN 94-3112180 | Bank Trustee | $133,699 |
Filed as: GUGGENHEIM PARTNERS INVTMT MGMT LLC Service code 28 · EIN 26-0390543 | Investment Management | $131,038 |
KPMG LLP3 years Service code 10 · EIN 13-5565207 | Accounting | $80,677 |
JENNER & BLOCK LLP4+ years Service code 29 · EIN 36-2192554 | Legal | $15,584 |
CROWE LLP1 year Service code 10 · EIN 35-0921680 | Accounting | $9,789 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 3 Non-exempt transaction | FIDELITY INV INST OPS CORP INC | PLAN RECORDKEEPER EXCESS EXPENSE PAID TO THE PLAN RECORDKEEPER FROM THE PLAN. | — | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $0 | $157,466-100.0% | - |
| Participation rate | 0.0% | 0.0%0pp | 11.9%-11.9pp | 0.0%0pp |
| Annual return | -21.18% | 73.13%-94.3pp | 12.68%-33.9pp | 73.13%-94.3pp |
| Employer contribution / active EE | $8,671 | $8,421+3.0% | $22,860-62.1% | $8,421+3.0% |
| Participant deferral / active EE | $0 | $293-100.0% | $123-100.0% | $293-100.0% |
| Admin fee / account holder | $0 | $0 | $2,825-100.0% | - |