Filed January 25, 2021 (most recent of 3 filings on file)
Total covered: 15 employees
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| Provider | Service type | Compensation |
|---|---|---|
THE VANGUARD GROUP, INC.7+ years Service code 15 · EIN 23-1945930 | Recordkeeping | $334,242 |
THE VANGUARD GROUP, INC.1 year Filed as: VANGUARD ADVISERS INC. Service code 26 · EIN 23-2811930 | Advisory (Participants) | $261,998 |
Filed as: GRAYSTONE CONSULTING Service code 16 · EIN 26-4310632 | Consulting | $135,000 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $98,728 | $114,842-14.0% | $159,495-38.1% | $101,555-2.8% |
| Participation rate | 97.2% | 71.6%+25.6pp | 82.8%+14.4pp | 74.5%+22.7pp |
| Annual return | 13.23% | 22.90%-9.7pp | 263.72%-250.5pp | 21.00%-7.8pp |
| Employer contribution / active EE | $2,214 | $3,203-30.9% | $4,831-54.2% | $2,972-25.5% |
| Participant deferral / active EE | $4,640 | $6,336-26.8% | $7,354-36.9% | $4,874-4.8% |
| Admin fee / account holder | $164 | $80+103.9% | $10,804-98.5% | $139+17.5% |