Filings through .
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| Provider | Service type | Compensation |
|---|---|---|
EMPOWER ADVISORY GROUP, LLC3 years Filed as: EMPOWER ANNUITY INSURANCE COMPANY O Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $45,324 |
UBS FINANCIAL SERVICES INC3 years Service code 27 315 DEADERICK ST · NASHVILLE, TN 37238 | Advisory (Plan) | $26,798 |
PENSION CONSULTANTS, INC.3 years Filed as: PENSION CONSULTANTS INC Service code 13 10 WATERSIDE DRIVE · FARMINGTON, CT 06032 | Contract Administrator | $11,572 |
12 funds of $250K or more; 16 lines in all, holding $17.9M of the plan's $18.1M. From the 2025 filing. Recordkeeper: Empower.
Target-date series: American Funds Target Date, mutual fund, 75% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| American Funds Target Date Capital Group · Mutual fund Target-date, 10 vintages | $13.5M | 75.4% |
| Fidelity 500 Index Fund Fidelity (FMR) · Mutual fund Index | $2.5M | 14.2% |
| Empower Fixed Account - Series Class I Empower · Insurance contract Recordkeeper's own fund | $700K | 3.9% |
| JPMorgan U.S. Value Fund Class R6 JPMorgan · Mutual fund | $303K | 1.7% |
| MFS Growth Fund R6 MFS (Sun Life) · Mutual fund | $276K | 1.5% |
| Fidelity Mid Cap Index Fund Fidelity (FMR) · Mutual fund Index | $172K | 1.0% |
| Fidelity International Index Fund Fidelity (FMR) · Mutual fund Index | $114K | 0.6% |
| iShares Russell Small/Mid-Cap Index Fund Class K BlackRock · Collective trust Index | $72K | 0.4% |
| NEW World Fund INC Class R-6 Capital Group · Mutual fund | $61K | 0.3% |
| DFA Real Estate Securities Portfolio - Institutional Class Dimensional · Mutual fund | $42K | 0.2% |
No lineup changes between the 2024 and 2025 filings.
Stable value and insurance contract lines, renames and class changes are not counted. Left out here: 1 stable value or insurance line.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,410 large plans that list their funds in their annual filing. Updated Nov 6, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.