Filed May 7, 2007 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY2+ years Service code 22 · EIN 13-2655998 | Insurance Broker | $70,632 |
Filed as: THE PRUDENTIAL INSURANCE COMPANY OF Service code 15 · EIN 22-1211670 | Recordkeeping | $20,636 |
AGEEFISHERBARRETT, LLC2+ years Service code 10 · EIN 58-2248437 | Accounting | $16,800 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $49,361 | $82,279-40.0% | $78,002-36.7% | $63,975-22.8% |
| Participation rate | 57.3% | 84.7%-27.4pp | 75.5%-18.2pp | 71.1%-13.8pp |
| Annual return | 5.51% | 11.20%-5.7pp | 425.99%-420.5pp | 48.65%-43.1pp |
| Employer contribution / active EE | $796 | $3,297-75.8% | $2,470-67.8% | $2,182-63.5% |
| Participant deferral / active EE | $2,240 | $4,538-50.6% | $3,497-35.9% | $3,356-33.3% |
| Admin fee / account holder | $11 | $81-86.6% | $5,481-99.8% | $70-84.5% |