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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Float revenue; Shareholder servicing ... | $106,263 |
LPL FINANCIAL5 years Filed as: LPL FINANCIAL COMPANY Service code 27 · EIN 04-3046611 | Advisory (Plan) | $96,439 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $134,851 | $53,165+153.6% | $86,235+56.4% | $74,473+81.1% |
| Participation rate | 99.2% | 64.9%+34.4pp | 69.0%+30.3pp | 70.7%+28.5pp |
| Annual return | 16.12% | 22.64%-6.5pp | 1170.03%-1153.9pp | 34.36%-18.2pp |
| Employer contribution / active EE | $1,269 | $1,210+4.9% | $2,381-46.7% | $2,638-51.9% |
| Participant deferral / active EE | $8,252 | $3,234+155.1% | $3,987+107.0% | $4,530+82.2% |
| Admin fee / account holder | $401 | $551-27.2% | $6,856-94.1% | $347+15.7% |