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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Shareholder servicing fees; Recordkee... | $119,538 |
LPL FINANCIAL2 years Filed as: LPL FINANCIAL COMPANY Service code 27 · EIN 04-3046611 | Advisory (Plan) | $86,273 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $138,087 | $64,286+114.8% | $90,970+51.8% | $73,412+88.1% |
| Participation rate | 100.0% | 63.6%+36.4pp | 69.0%+31.0pp | 72.2%+27.8pp |
| Annual return | 13.80% | 21.46%-7.7pp | 134.60%-120.8pp | 59.30%-45.5pp |
| Employer contribution / active EE | $532 | $895-40.6% | $2,122-74.9% | $2,234-76.2% |
| Participant deferral / active EE | $7,484 | $2,453+205.1% | $3,373+121.9% | $3,806+96.7% |
| Admin fee / account holder | $465 | $287+61.8% | $5,961-92.2% | $158+194.3% |