Filed August 14, 2009
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
MMA SECURITIES LLC3 years Filed as: NIA SECURITIES, LLC Service code 27 · EIN 22-3570392 | Advisory (Plan) | $20,375 |
Service code 13 · EIN 06-1050034 | Contract Administrator | $5,649 |
Filed as: THE PRUDENTIAL INSURANCE COMPANY OF Service code 15 | Recordkeeping | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $85,065 | $65,118+30.6% | $76,767+10.8% | $55,725+52.7% |
| Participation rate | 60.8% | 79.6%-18.8pp | 77.0%-16.2pp | 70.9%-10.1pp |
| Annual return | -2.48% | -1.27%-1.2pp | 2.43%-4.9pp | 244.93%-247.4pp |
| Employer contribution / active EE | $1,379 | $1,941-28.9% | $2,485-44.5% | $2,078-33.6% |
| Participant deferral / active EE | $2,988 | $3,688-19.0% | $3,852-22.4% | $3,356-10.9% |
| Admin fee / account holder | $140 | $116+20.7% | $6,675-97.9% | $115+21.4% |