Filed August 14, 2009
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ANNUITY INSURANCE COMPANY Service code 13 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Contract Administrator | $47,152 |
MMA SECURITIES LLC4 years Service code 27 PO BOX 9497 · NEW YORK, NY 10087 | Advisory (Plan) | $24,750 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $91,477 | $92,055-0.6% | $106,213-13.9% | $77,643+17.8% |
| Participation rate | 50.0% | 81.0%-31.0pp | 75.3%-25.3pp | 70.6%-20.6pp |
| Annual return | 11.28% | 17.91%-6.6pp | 116.14%-104.9pp | 31.24%-20.0pp |
| Employer contribution / active EE | $1,318 | $3,367-60.9% | $3,171-58.4% | $2,726-51.7% |
| Participant deferral / active EE | $3,040 | $5,386-43.6% | $5,016-39.4% | $4,647-34.6% |
| Admin fee / account holder | $368 | $219+67.9% | $11,033-96.7% | $430-14.6% |