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| Provider | Service type | Compensation |
|---|---|---|
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $57,120 |
Filed as: AMERIPRISE FINANCIAL SERVICES, INC. Service code 22 70100 AMERIPRISE FINANCIAL CENTER · MINNAPOLIS, MN 55474 | Insurance Broker | $27,667 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $25,805 | $36,926-30.1% | $156,551-83.5% | $57,661-55.2% |
| Participation rate | 46.2% | 63.4%-17.2pp | 84.0%-37.8pp | 70.2%-24.0pp |
| Annual return | 14.06% | 12.38%+1.7pp | 32.23%-18.2pp | 5.13%+8.9pp |
| Employer contribution / active EE | $2,074 | $1,571+32.0% | $5,501-62.3% | $1,974+5.1% |
| Participant deferral / active EE | $4,095 | $1,926+112.6% | $4,871-15.9% | $3,061+33.8% |
| Admin fee / account holder | $179 | $83+117.1% | $13,028-98.6% | $95+89.5% |