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| Provider | Service type | Compensation |
|---|---|---|
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $28,346 |
Filed as: AMERIPRISE FINANCIAL SERVICES, INC. Service code 22 70100 AMERIPRISE FINANCIAL CENTER · MINNAPOLIS, MN 55474 | Insurance Broker | $13,199 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $21,221 | $37,117-42.8% | $147,618-85.6% | $55,191-61.6% |
| Participation rate | 52.6% | 63.6%-11.0pp | 84.6%-32.0pp | 69.2%-16.5pp |
| Annual return | 17.88% | 3.44%+14.4pp | 61.98%-44.1pp | 10.78%+7.1pp |
| Employer contribution / active EE | $2,275 | $1,620+40.4% | $5,564-59.1% | $1,899+19.8% |
| Participant deferral / active EE | $4,615 | $1,985+132.4% | $4,895-5.7% | $3,046+51.5% |
| Admin fee / account holder | $136 | $86+58.9% | $11,612-98.8% | $91+49.8% |