Filed October 11, 2001 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.3 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $265,136 |
Filed as: MAYER HOFFMAN MCANN Service code 10 · EIN 43-1947695 | Accounting | $13,750 |
CHARLES SCHWAB & CO., INC.2 years Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.5 years Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $578,633 | $111,608+418.5% | $177,821+225.4% | $73,409+688.2% |
| Participation rate | 99.0% | 87.9%+11.2pp | 87.7%+11.3pp | 72.2%+26.9pp |
| Annual return | 13.92% | 18.23%-4.3pp | 48.32%-34.4pp | 59.29%-45.4pp |
| Employer contribution / active EE | $19,641 | $3,796+417.4% | $5,918+231.9% | $2,234+779.3% |
| Participant deferral / active EE | $11,471 | $6,199+85.0% | $7,714+48.7% | $3,805+201.4% |
| Admin fee / account holder | $308 | $166+86.1% | $12,427-97.5% | $158+95.1% |